MENU

Posts Tagged ‘Security Fraud’

  • Bright Line Protects Secondary Actors from Civil Liability in Securities Fraud Actions

    NYPRR Archive • • Comments Off on Bright Line Protects Secondary Actors from Civil Liability in Securities Fraud Actions

    By Lazar Emanuel [Originally published in NYPRR June 2010]   [Author’s note: As I finished this article, the U.S. Senate was voting to approve the provisions of S.3217, the “Restoring American Financial Stability Act.” I had been following closely...

  • Avoiding Rule 11 Sanctions By Withdrawing Complaint

    NYPRR Archive • • Comments Off on Avoiding Rule 11 Sanctions By Withdrawing Complaint

    By Lazar Emanuel [Originally published in NYPRR December 2002]   In 1995, Congress enacted the Private Securities Litigation Reform Act, 15 USCS §78u-4, dealing with private securities litigation. The Act was designed to discourage frivolous complaints...

Need help? Email us at nylerhelp@newyorklegalethics.com